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Reporting on the Components of Financial Soundness Indicators


On August 19, 2019, the Securities and Exchange Commission (the Commission) issued the Revised Securities Regulation Code (SRC) Rule 68. Section 5 (C) of the Revised SRC Rule 68 provides that regulated entities enumerated in Section 3 (B)(i) of Part I of the Revised SRC Rule 68 shall file the Schedule of Financial Soundness Indicators (the Schedule) with the annual audited financial statements and, if applicable, with the interim financial statements.


January 2020

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